<p>This job posting is anticipated to remain open for 30 days, from 10-Dec-2025. The posting may close early due to the volume of applicants.</p> <p>Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.</p> <p>Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.</p> <p>People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.</p> <p>View our Purpose, Inclusion and Citizenship Report.</p> <p>¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.</p> <p>The Investment Advisory Supervision Team is responsible for supervising the firm's investment advisory programs, responding to inquiries regarding compliance policies or procedures and supporting branch and home office associates. This position would be responsible for leading a team of Field Supervision Directors who provide compliance support to our branch offices and internal departments.</p> <p>Key Responsibilities:</p> <ul> <li>Oversee the performance of an Investment Advisory Supervision Team. </li><li>Utilize expertise of firm compliance policies and industry regulations to strategically direct complex, supervisory decisions. </li><li>Manage and implement complex projects to ensure firm business and supervision evolve with operational and regulatory demands. </li><li>Risk oversight of designated principals, evidenced in supervisory records, to ensure reasonable supervision is in alignment with firm and regulatory policies and procedures. </li><li>Establish performance expectations to ensure supervision is reasonable, timely, and in the best interest of the client. </li><li>Attract and retain a diverse team to meet current and future business goals. </li><li>Mentor and coach team on identifying trends and patterns in branch and client activity while influencing next steps in progressive supervision. </li><li>Engage associates to foster a growth mindset by supporting the planning and execution of a purposeful development plan. </li><li>Foster constructive partnerships by influencing and positively impacting discussions as a key decision maker with Branch Teams and various stakeholders across the firm. </li><li>Represent the firm as a leader within the department during industry conferences, legal proceedings, and regulatory matters. </li><li>Advanced knowledge and expertise of the firm's investment advisory programs. </li><li>Authorize and reconcile routine and non-routine business expenses and client reimbursements to ensure appropriate usage of firm resources. </li><li>Enforce and assist in establishing and maintaining firm Written Supervisory Procedures (WSPs). </li></ul> <p>Series 7 & 66 (or equivalent) required (Series 7 must be held for a minimum of 2 years)</p> <p>Series 9 &10 (or equivalent), 24, and insurance license required (or must be obtained within 4 months of hire)</p> <p>Extensive securities product knowledge as well as knowledge of industry regulations, firm policies, and supervisory systems.</p> <p>Leadership, analytical, investigative, and decision-making skills are required.</p> <p>Preferred Experience</p> <p>Bachelor's degree or equivalent industry experience</p> <p>Graduate level degree or additional industry certification(s) is preferred</p> <p>Current INTERNAL home-based associates: While this role is posted as hybrid, if selected and accepted, you may retain your home-based status. Edward Jones intends in good faith to continue offering the role as home-based, though future business or regulatory needs may require on-site work.</p> <p>Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday</p> <p>At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.</p> <p>Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones</p> <p>Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones</p> <p>Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.</p> <p>Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.</p>