<p>Your role</p> <p>Would you like to help us enhance our client experience, now and for the future? Are you client orientated with high risk awareness?</p> <p>We are looking for a Securities Specialist to:</p> <ul> <li>support the Domestic Settlements and Asset Control teams </li><li>put clients first. Build a high level of trust and partnership with our clients. </li><li>understand the needs of both internal and external stakeholders </li><li>ensure compliance with key regulatory requirements pertaining to trade settlement, as defined by Reg SHO, MSRB G-12, and 15c3-3 </li><li>lead group of staff responsible for timely trade settlement, resolution of failed trades, and management of risk associated with buy-ins </li><li>participate in day-to-day Possession or Control responsibilities across operations: identifying and managing firm deficits, filing and tracking FINRA extensions, and managing other risks across Ops teams </li><li>execute the processes and controls you are responsible for in a timely, accurate and compete manner </li><li>interact with client facing colleagues in a manner which provides necessary details to educate and reduce risk </li></ul> <p>Join us</p> <p>At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.</p> <p>We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.</p> <p>Your expertise</p> <ul> <li>ability to multitask and work under pressure while prioritizing issues according to risk </li><li>ability to work independently within a highly regulated environment. </li><li>knowledge of the finance industry and financial products </li><li>knowledge of broker/dealer operations concepts such as Stock Record, Seg, and Trade Lifecycle. </li><li>ability to communicate effectively with colleagues in the Front Office, Middle Office, and with external counterparts and clients. </li><li>fast learner and adaptable to change </li></ul> <p>About us</p> <p>UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..</p> <p>We have a presence in all major financial centers in more than 50 countries.</p>