<p>Summary:</p> <p>Â</p> <p>The Investment and Corporate Banking Regulatory Compliance (âICBRCâ)â Americas is responsible for the regulatory Advisory function and the CMG function (dedicated to management of conflicts of interest, MNPI and the proper functioning of information barriers). It is part of the Global ICBRC function for CACIB worldwide. The candidate is responsible for overseeing and enforcing information barriers, managing conflicts of interest, ensuring regulatory compliance, and upholding the integrity of the Firmâs Private Side and Investment Research activities. The role requires strategic leadership, regulatory expertise, and collaboration with senior business and compliance leaders.</p> <p>Â</p> <p>Primary Responsibilities</p> <p>ÂÂÂÂÂÂÂÂÂ Provide senior level regulatory advice and guidance on all aspects of control room matters, including conflicts of interest, investment banking, corporate banking/financing activities, investment research, and information barrier frameworks</p> <p>ÂÂÂÂÂÂÂÂÂ Ensure effective management of real or perceived conflicts arising from the Firmâs client global engagements in coordination with the CMG global function</p> <p>ÂÂÂÂÂÂÂÂÂ Oversee the Firmâs conflicts management framework in coordination with the CMG global function, ensuring the identification, assessment, and mitigation of potential conflicts of interest.</p> <p>ÂÂÂÂÂÂÂÂÂ Manage deal review processes, ensuring appropriate governance over client commitments that could result in conflicts between clients or employees.</p> <p>ÂÂÂÂÂÂÂÂÂ Ensure compliance with regulations governing investment research, including independence, disclosure, and conflicts management.</p> <p>ÂÂÂÂÂÂÂÂÂ Represent ICBRC on key global management and oversight committees.</p> <p>ÂÂÂÂÂÂÂÂÂ Oversee best practices and policy development across ICBRC policies & procedures</p> <p>ÂÂÂÂÂÂÂÂÂ Act as the key relationship manager with senior business leaders, providing advisory support on complex regulatory and conflicts matters</p> <p>ÂÂÂÂÂÂÂÂÂ Stay abreast of emerging regulatory trends, advising senior leadership on strategic responses to new compliance requirements.</p> <p>Management and Reporting</p> <p>Â</p> <p>The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas and the Head of ICBRC in Head Office.Â</p> <p>Â</p> <p>Â</p> <p>Key Internal contacts</p> <p>Â</p> <p>oÂÂÂ Coverage, Global Investment Banking (âGIBâ), and Global Financing Division (âGFDâ) business lines;</p> <p>oÂÂÂ Legal department;</p> <p>oÂÂÂ Audit department;</p> <p>oÂÂÂ Risk departments; and</p> <p>oÂÂÂ Operations departments.</p> <p>Â</p> <p>Â</p> <p>Key External contacts</p> <p>Â</p> <p>The Firmâs regulators, including but not limited to FRB, NYDFS, FINRA, SEC, NFA, and CFTC.Â</p> <p>FINRA Series SIE, 79, 24, 63 or the ability to obtain these licenses in a timely manner upon joining is required.</p>